sec conflict minerals flow chart

  • EU Conflict Minerals Regulation - Step 1: Check Your ...

    Apr 12, 2018 · Like our US conflict minerals rule flowchart, the EU conflict minerals regulation flowchart will allow conflict minerals teams to work through the .

  • Summary of Conflict Minerals Rule - Squire Patton Boggs

    67716.pdf. The Release includes a flowchart the SEC suggests as a guide to compliance with the Conflict Minerals Rule. The Conflict Minerals Rule The Rule requires any reporting company having conflict minerals that are necessary to the functionality or production of a product manufactured or contracted to be manufactured by that

  • ConfliCt Minerals

    A. The Basics of the SEC's Conflict Minerals Rule On August 22, 2012, the U. S. Securities and Exchange Commission (the SEC) finalized the Conflict Minerals Rule. This rule was mandated by the United States Congress, passed in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Congress included this provision in the

  • Turning Conflict Minerals Law Compliance into a ...

    Implications of Dodd -Frank Section 1502 Conflict Minerals Law ... The SEC lays out a process in their rule, including a detailed flow chart. A simplified version of this can be encapsulated in five steps, as illustrated in ... Conflict Minerals Process Flowchart Derived from SEC Final Rule .

  • Conflict minerals: understanding the SEC's final rules ...

    Sep 14, 2012 · Conflict minerals: understanding the SEC's final rules ... Appendix I to this alert contains a flow chart summary of the final rules taken from the SEC adopting release. ... Under Section .

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  • Flowchart of SEC's final rule on the use of conflict ...

    Conflict Minerals Project: Create a poster informing your audience about the conflict mineral issue and what can be done about this problem. Your poster must include: A title, information about the issue (facts, statistics, graphs, charts, maps, etc.), two solutions, a minimum of two images (found on the internet) You may use maps, charts, graphs, pictures, etc.

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  • SEC Issues Final Rule on Conflict Minerals - NAW

    SEC Issues Final Rule on Conflict Minerals February 2013 The Securities & Exchange Commission (SEC) has issued its final rule that applies to certain publicly-traded companies that manufacture, or contract for the manufacture of, products that contain conflict minerals (tin, tantalum, tungsten or gold) that are necessary to the functionality or ...

  • CONFLICT MINERALS: UNDERSTANDING THE SEC'S FINAL .

    B. Definition of "Conflict Minerals" Under Section 1502, conflict minerals include cassiterite, columbite-tantalite, gold, and wolframite, or their derivatives, as well as any other minerals or their derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered Countries.

  • SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 240 .

    If an issuer's conflict minerals originated in those countries, Section 13(p) requires the issuer to submit a report to the Commission that includes a description of the measures it took to exercise due diligence on the conflict minerals' source and chain of custody.

  • SPX FLOW Corporate Board of Directors Independence ...

    SPX FLOW's direct suppliers may have to require successive downstream suppliers to provide information contained in SPX FLOW's Conflict Minerals survey until the smelter is identified. Provide reports to support SPX FLOW's SEC reporting requirements. Upon request, permit auditing of its Conflict Minerals policies and procedures.

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  • GAO-15-561, SEC CONFLICT MINERALS RULE: Initial ...

    Figure 2: SEC Flowchart Summary of the Conflict Minerals Disclosure Rule 12 Figure 3: Percentage of Companies That Reported in Response to the SEC Conflict Minerals Disclosure Rule in 2014 That They Used Conflict Minerals in Calendar Year 2013 14 Figure 4: Simplified Conflict Minerals Supply Chain Showing Tiers of Suppliers 17

  • Conflict minerals: Public and private companies should ...

    The SEC has prepared a helpful flowchart to guide companies to comply with the conflict minerals rules. In October 2012, a group of business organizations filed suit against the SEC challenging the conflict minerals rules. The case is currently pending.

  • What are conflict minerals?

    The SEC rules define conflict minerals as 3TG metals, wherever extracted. For example, tin extracted in Canada, Russia or Argentina is considered a conflict mineral by definition. In the SEC rule, "DRC conflict-free" is defined as minerals that were extracted and did not directly or indirectly benefit armed groups in the covered countries.

  • The Dodd Frank Act's Section 1502 on conflict minerals ...

    For over a decade, the trade in conflict minerals has fueled human rights abuses and promoted insecurity in eastern Democratic Republic of the Congo (DRC). The Dodd Frank Wall Street Reform and Consumer Protection Act, passed by the US Congress in July 2010, includes a provision – section 1502 – aimed at stopping the national army and rebel groups in the DRC from illegally using profits ...

  • SEC Adopts Final Rule on Conflict Minerals Disclosures

    conflict minerals originating in the DRC countries led Congress to enact this provision. Overview The SEC's final rule is summarized in a flow chart issued by the SEC, which can be found at the end of this alert. The rule requires any reporting issuer that uses conflict minerals as .

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  • Conflict Minerals – A Summary of the SEC's Final Rules ...

    On August 22, 2012, the Securities and Exchange Commission, acting pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, adopted a final rule that will require public companies to make disclosures about the use of "conflict minerals" in the products that they manufacture or contract to manufacture.

  • SEC Filings | SPX

    A global leader in the food and beverage, power and energy, and industrial markets worldwide, SPX FLOW, Inc. helps customers improve the performance and profitability of their manufacturing operations and processes with solutions enriched by in-depth application expertise and a finely meshed customer service and spare parts network.

  • SEC Conflict Minerals Rules Impact Many Public Companies ...

    Sep 26, 2012 · The SEC received extensive comments, including some in which the commenters indicated that the proposed rules would lead to a de facto boycott or embargo on conflict minerals from certain countries that could have serious negative implications on the miners and their families. v Based upon a review of the comment letters and the SEC Roundtable ...

  • Conflict Minerals Rule ("CMR")

    conflict minerals to stakeholders, strengthen chain of custody and reduce funding for armed groups. • Section 1502 of the Dodd-Frank Act amends the Securities and Exchange Act of 1934 to add Section 13(p). The SEC has promulgated Rule 13(p)-1. 3 CMR Background

  • ADVISORY Securities - Covington & Burling

    due diligence on the source and chain of custody of its conflict minerals and may need to file a Conflict Minerals Report. Annex A contains a helpful flow chart from the Adopting Release illustrating this three-step compliance process. All disclosures required under the rules will be filed using a newly-created form, Form SD. The first

  • Conflict Minerals in the Congo | Anthropology of ...

    Much of the profit that is made from the minerals is used to buy arms that further perpetuate the conflict in Congo. This flow chart delineates the supply chain of "conflict minerals." Section 1502 of the Dodd Frank Wall Street Reform Act passed by Congress in July of 2010 requires companies to trace and audit their supply chains to ensure that they are not financing conflict in the Congo.

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  • SEC Adopts Final Rules on Conflict Minerals Disclosure

    SEC Adopts Final Rules on Conflict Minerals Disclosure. Corporate Services Law Update 10/26/12 Steven P. Emerick, ... involves three steps. In an attempt to illustrate the operation of the rule, the SEC provided a flow chart, which is reproduced below. Step One: Determine Whether the Rule Applies ... The Conflict Minerals Are Necessary.

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  • SEC Adopts Final Rule on Conflict Minerals Disclosures ...

    Aug 29, 2012 · The SEC's final rule is summarized in a flow chart issued by the SEC, which can be found at the end of this alert.

  • SPX FLOW Corporate Board of Directors Independence ...

    SPX FLOW's direct suppliers may have to require successive downstream suppliers to provide information contained in SPX FLOW's Conflict Minerals survey until the smelter is identified. Provide reports to support SPX FLOW's SEC reporting requirements. Upon request, permit auditing of its Conflict Minerals policies and procedures.

  • SEC Final Rule: Conflict Minerals Disclosures - Corporate ...

    Sep 14, 2012 · Conflict minerals are "outside of the supply chain," (i) in the case of columbite-tantalite, casserite, and wolframite, when they are smelted, (ii) in the case of gold, when it is fully refined, and (iii) in the case of any conflict mineral or derivative that has not been smelted or refined, if it is located outside of a Covered Country.

  • SEC Flowchart on Conflict Minerals Rule

    SEC Flowchart on Conflict Minerals Rule . START Does the issuerfie reports with the SEC under Sections 13(a) or 15(d) of the Exchange Act? NO Rule does not apply. END YES YES YES Does the issuer manufacture or contract to manufacture products? NO Were the conflict minerals outside the supply chain prior to January 31, 2013? YES Are confict ...

  • EU Conflict Minerals Regulation Flowchart — Launching ...

    Apr 24, 2018 · EU Conflict Minerals Regulation Flowchart — Launching Today! Blog Conflict Minerals Law. The due diligence and disclosure obligations of the EU regulation commence on January 1, 2021. However, there will be consequences to having even indirect .

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  • 2017 Conflict Minerals Update

    Securities and Exchange Commission, the litigation surrounding the SEC conflict minerals rule. This alert provides a summary of legal developments over the past year on the topic of conflict minerals, including the SEC's most recent action, and provides our suggestions for compliance for the next year. History of Conflict Minerals Litigation

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  • SEC Adopts Final Rules on Conflict Minerals Disclosure

    The rule applies only if conflict minerals are necessary to either the functionality or the production of products that are manufactured or contracted to be manufactured by an issuer that is required to file reports with the SEC under Section 13(a) or Section 15(d) of the Exchange Act.

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  • SEC Issues Final "Conflict Minerals" Rule

    Aug 29, 2012 · SEC Issues Final "Conflict Minerals" Rule . ... SEC included in the release a flowchart of the rule's application. A copy of that flowchart has been reproduced at the end of this alert for ease of reference. The New Requirements . Definition of "Conflict Minerals"

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